Unclaimed
Thomas Patrick Burns is a registered representative with The Leaders Group, Inc. with a branch office located in Littleton, CO. Thomas's current registrations include Minnesota. He is registered to provide securities and investment advisory services in Minnesota. Thomas has experience in the financial industry since 1983. Previously he was with Allianz Life Financial Services, LLC in Minneapolis, MN, Questar Capital Corporation in Minneapolis, MN, USAllianz Securities, Inc. in Minneapolis, MN, CRI Securities, LLC in St Paul, MN, Securian Financial Services, Inc. in St Paul, MN, Worthmark Financial Services, LLC in St. Paul, MN, Pruco Securities Corporation in Newark, NJ, and The Prudential Insurance Company of America in Newark, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/14/2019 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MN
08/31/2010 - 04/23/2019
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
MN
12/01/2006 - 09/02/2010
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
MN
10/24/2006 - 12/01/2006
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
MN
12/03/2002 - 08/18/2006
CRI SECURITIES, LLC (ST PAUL MN)
MN
10/16/2002 - 08/18/2006
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
MN
12/03/2002 - 02/10/2003
WORTHMARK FINANCIAL SERVICES, LLC (ST. PAUL MN)
NJ
02/21/1982 - 05/14/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/10/1982 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 01/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2017
Series 24 - General Securities Principal Examination
BC
Issued 04/30/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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