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Thomas Patrick Burns

THE Leaders Group, Inc.

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About Thomas Patrick Burns

Thomas Patrick Burns is a registered representative with The Leaders Group, Inc. with a branch office located in Littleton, CO. Thomas's current registrations include Minnesota. He is registered to provide securities and investment advisory services in Minnesota. Thomas has experience in the financial industry since 1983. Previously he was with Allianz Life Financial Services, LLC in Minneapolis, MN, Questar Capital Corporation in Minneapolis, MN, USAllianz Securities, Inc. in Minneapolis, MN, CRI Securities, LLC in St Paul, MN, Securian Financial Services, Inc. in St Paul, MN, Worthmark Financial Services, LLC in St. Paul, MN, Pruco Securities Corporation in Newark, NJ, and The Prudential Insurance Company of America in Newark, NJ.

Firm Information

Thomas Burns is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Burns’s Registration & Firm History

CO

11/14/2019 - Present

THE Leaders Group, Inc. (LITTLETON CO)

MN

08/31/2010 - 04/23/2019

ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)

MN

12/01/2006 - 09/02/2010

QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)

MN

10/24/2006 - 12/01/2006

USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)

MN

12/03/2002 - 08/18/2006

CRI SECURITIES, LLC (ST PAUL MN)

MN

10/16/2002 - 08/18/2006

SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)

MN

12/03/2002 - 02/10/2003

WORTHMARK FINANCIAL SERVICES, LLC (ST. PAUL MN)

NJ

02/21/1982 - 05/14/2002

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

09/10/1982 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 01/20/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/25/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/24/2017

Series 24 - General Securities Principal Examination

BC

Issued 04/30/1993

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/1998

Series 7 - General Securities Representative Examination

BC

Issued 09/08/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Patrick Burns.
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