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Thomas Patrick Brown

FHN Financial Securities Corp.

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About Thomas Patrick Brown

Thomas Brown is a financial professional with over 30 years of experience in the industry. Thomas has a strong track record of success in the financial services industry, having worked with several firms including FHN Financial Securities Corp., NBC CAPITAL MARKETS GROUP and FIRST TENNESSEE SECURITIES CORP. Thomas holds a number of licenses and registrations including Series 7, Series 6, Series 3, Series 52, Series 16, Series 53, and Series 24. He is registered in Alabama, Florida, Georgia, North Carolina, South Carolina and Virginia.

Firm Information

Thomas Brown is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Brown’s Registration & Firm History

TN

11/20/2001 - Present

FHN Financial Securities Corp. (MEMPHIS TN)

TN

03/28/2001 - 11/05/2001

NBC CAPITAL MARKETS GROUP (MEMPHIS TN)

TN

05/19/1999 - 03/23/2001

FIRST TENNESSEE SECURITIES CORP. (MEMPHIS TN)

TN

01/11/1991 - 03/24/1997

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

NA

06/30/1986 - 01/09/1991

FIRST FUNDS, INC.

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Licenses & Designations

BC

Issued 06/17/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/1994

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 12/02/1992

Series 7 - General Securities Representative Examination

BC

Issued 11/18/1988

Series 3 - National Commodity Futures Examination

BC

Issued 04/01/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/04/1985

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Patrick Brown.
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