Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Parkin is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Thomas has over 20 years of experience in the financial services industry. Thomas has a broad range of experience and focuses on providing investment consulting services to institutional clients as well as financial planning, pension consulting, and portfolio management for individuals and businesses. Thomas is registered in Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
07/16/2024 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
IA
03/19/2019 - 09/20/2019
FBL MARKETING SERVICES, LLC (WEST DES MOINES IA)
UT
11/30/2016 - 02/25/2019
ALLEGIS INVESTMENT SERVICES, LLC (SOUTH JORDAN UT)
IL
03/14/2016 - 05/18/2016
HORACE MANN INVESTORS, INC. (SPRINGFIELD IL)
UT
02/15/2012 - 10/16/2012
ALPINE SECURITIES CORPORATION (SALT LAKE CITY UT)
UT
11/20/2007 - 12/07/2011
ALLSTATE FINANCIAL SERVICES, LLC (MURRAY UT)
UT
07/31/2007 - 01/02/2008
REGAL SECURITIES, INC. (SOUTH JORDAN UT)
UT
05/18/2007 - 07/20/2007
BROOKSTREET SECURITIES CORPORATION (SOUTH JORDAN UT)
CA
05/14/1999 - 03/13/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
RI
12/15/1997 - 04/01/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 04/11/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/13/2017
Series 4 - Registered Options Principal Examination
BC
Issued 04/29/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 03/14/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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