Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Werner is a financial advisor with over 17 years of experience in the industry. He has a strong background in investments, holding licenses in Series 6, 7, 24, 63 and 65. Thomas is currently registered with Vanguard Marketing Corp. in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/01/2006 - Present
Vanguard Marketing Corp. (MALVERN PA)
IA
Issued 07/28/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2008
Series 7 - General Securities Representative Examination
BC
Issued 01/31/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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