Unclaimed
Thomas Sinnott is a financial professional with over 20 years of experience in the financial services industry. Currently, Thomas is registered with Allstate Financial Services, LLC in Selden, New York. Previously, Thomas was associated with Equitable Advisors, LLC, United First Partners LLC, Investec Securities (US) LLC, and HVB Capital Markets, Inc. Thomas is licensed to provide securities-related advice and services in New York, Florida, New Jersey, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/09/2021 - Present
Allstate Financial Services, LLC (Selden NY)
NY
05/23/2018 - 03/04/2021
EQUITABLE ADVISORS, LLC (WOODBURY NY)
NY
07/01/2014 - 03/02/2017
UNITED FIRST PARTNERS LLC (NY NY)
NY
11/07/2007 - 10/15/2013
INVESTEC SECURITIES (US) LLC (NEW YORK NY)
NY
01/15/1998 - 10/31/2007
HVB CAPITAL MARKETS, INC. (NEW YORK NY)
BC
Issued 03/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2015
Series 24 - General Securities Principal Examination
BC
Issued 12/23/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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