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Thomas P Shrader

Northwestern Mutual Investment Services, LLC

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About Thomas P Shrader

Thomas Shrader is a financial advisor who has been in the industry since 2005. He is currently registered with Northwestern Mutual Investment Services, LLC. Thomas specializes in providing financial advice and investment research. He has worked with AXA Advisors, LLC, Chase Investment Services Corp., Wells Fargo Advisors, LLC, Fidelity Brokerage Services LLC, Ameriprise Financial Services, Inc., and IDS Life Insurance Company in the past. Thomas holds Series 7, Series 63, and Series 66 licenses.

Firm Information

Thomas Shrader is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

500 E BROWARD BLVD

FT LAUDERDALE, FL 33394

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Thomas Shrader’s Registration & Firm History

FL

07/06/2017 - Present

Northwestern Mutual Investment Services, LLC (FT LAUDERDALE FL)

FL

11/16/2015 - 05/31/2017

AXA ADVISORS, LLC (BOCA RATON FL)

FL

01/20/2012 - 06/25/2012

CHASE INVESTMENT SERVICES CORP. (COCONUT CREEK FL)

FL

04/13/2011 - 08/24/2011

WELLS FARGO ADVISORS, LLC (FORT LAUDERDALE FL)

FL

11/09/2006 - 12/17/2010

FIDELITY BROKERAGE SERVICES LLC (FT. LAUDERDALE FL)

TX

03/22/2005 - 08/21/2006

AMERIPRISE FINANCIAL SERVICES, INC. (THE WOODLANDS TX)

MN

03/22/2005 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 11/1/2016

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 3/31/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas P Shrader.
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