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Thomas P Shrader

Northwestern Mutual Investment Services, LLC

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About Thomas P Shrader

Thomas P. Shrader is a financial professional with over 15 years of experience in the financial services industry. Thomas is currently registered with Northwestern Mutual Investment Services, LLC in Fort Lauderdale, Florida. Thomas is also registered with the state of Florida. Thomas has previously been registered with AXA Advisors, LLC, Chase Investment Services Corp., Wells Fargo Advisors, LLC, Fidelity Brokerage Services LLC, Ameriprise Financial Services, Inc., and IDS Life Insurance Company.

Firm Information

Thomas Shrader is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Thomas Shrader’s Registration & Firm History

FL

01/01/2025 - Present

Northwestern Mutual Investment Services, LLC (FT LAUDERDALE FL)

FL

11/16/2015 - 05/31/2017

AXA ADVISORS, LLC (BOCA RATON FL)

FL

01/20/2012 - 06/25/2012

CHASE INVESTMENT SERVICES CORP. (COCONUT CREEK FL)

FL

04/13/2011 - 08/24/2011

WELLS FARGO ADVISORS, LLC (FORT LAUDERDALE FL)

FL

11/09/2006 - 12/17/2010

FIDELITY BROKERAGE SERVICES LLC (FT. LAUDERDALE FL)

TX

03/22/2005 - 08/21/2006

AMERIPRISE FINANCIAL SERVICES, INC. (THE WOODLANDS TX)

MN

03/22/2005 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 11/01/2016

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 03/31/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas P Shrader.
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