Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas P. Richardson is a financial advisor based in Boston, Massachusetts. Thomas has been in the financial industry for over 17 years and has a wide range of experience in providing financial advice to individuals, businesses, and institutions. Thomas is currently employed by J.P. Morgan Securities LLC and has previously worked for Canaccord Genuity LLC and Commonwealth Financial Network. Thomas is a Registered Representative and holds Series 7, 6, 63, 65, 52TO, 53, 4, and 24 licenses, along with the SIE designation. Thomas is also a Certified Financial Planner. Thomas is passionate about helping clients reach their financial goals and has a strong commitment to providing exceptional customer service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
10/17/2022 - Present
J.p. Morgan Securities LLC (BOSTON MA)
MA
04/14/2020 - 10/07/2022
CANACCORD GENUITY LLC (BOSTON MA)
MA
01/03/2012 - 03/24/2020
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
MA
01/18/2008 - 09/02/2010
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
RI
03/30/2006 - 12/11/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
02/26/2004 - 03/30/2006
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 08/17/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2012
Series 4 - Registered Options Principal Examination
BC
Issued 05/09/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/21/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/25/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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