Unclaimed
Thomas Murray is a registered representative with J.P. Morgan Securities LLC. Thomas has been in the financial industry since July 2019. Thomas has Series 7TO, SIE, and Series 66 licenses. Thomas is registered in Wisconsin and has previous experience with Pruco Securities, LLC. and Regulus Advisors, LLC. J.P. Morgan Securities LLC provides financial planning, pension consulting, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
WI
11/13/2024 - Present
J.p. Morgan Securities LLC (Milwaukee WI)
WI
11/23/2020 - 10/24/2022
PRUCO SECURITIES, LLC. (Brookfield WI)
MI
12/05/2019 - 06/29/2020
REGULUS ADVISORS, LLC (KENTWOOD MI)
BOTH
Issued 09/23/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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