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Thomas P Miller

Charles Schwab & CO., Inc.

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About Thomas P Miller

Thomas Miller is a financial advisor with over 20 years of experience in the industry. Thomas has been with Charles Schwab & CO., Inc. since 2000 and is currently registered with them as a Registered Representative. He has a Series 7, 63 and 66 license and holds the Chartered Financial Analyst designation. Thomas is registered to provide investment advisory services in 53 states. He is also a Registered Representative for Charles Schwab & CO., Inc. and is affiliated with Windhaven Investment Management, Inc. and Charles Schwab Investment Advisory, Inc. Thomas P. Miller specializes in providing financial advice to individuals and families.

Firm Information

Thomas Miller is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Thomas Miller’s Registration & Firm History

TX

01/05/2021 - Present

Charles Schwab & CO., Inc. (Plano TX)

TX

07/31/2000 - 10/01/2013

CHARLES SCHWAB & CO., INC. (PLANO TX)

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Licenses & Designations

BC

Issued 09/11/2020

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 03/31/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/28/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas P Miller.
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