Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Alterson is a financial advisor with Marex Capital Markets Inc., a firm based in New York, NY. Thomas has been in the financial industry since August 4, 2019 and has passed the Securities Industry Essentials Examination, the General Securities Representative Examination, and the Uniform Securities Agent State Law Examination. Thomas was previously registered with J.P. Morgan Securities LLC and has a Series 7 and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/16/2024 - Present
Marex Capital Markets Inc. (NEW YORK NY)
NY
10/20/2017 - 08/01/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 07/17/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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