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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Owen Shepard is an investment advisor representative with Flagship Harbor Advisors, LLC, and has been in the industry since 1996. Thomas is a Certified Financial Planner with experience in financial planning, rendering investment advice as a fee, and other related investment consulting. Thomas has been registered with FINRA since 2013 and has passed the Series 4, 7, 24, 53 and 63 exams. Thomas has also passed the Securities Industry Essentials Examination (SIE). Thomas previously worked for Ameriprise Financial Services, Inc. and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
01/16/2013 - Present
Flagship Harbor Advisors, LLC (BOSTON MA)
ME
08/19/1996 - 12/23/2011
AMERIPRISE FINANCIAL SERVICES, INC. (YARMOUTH ME)
MN
08/19/1996 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 08/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2007
Series 4 - Registered Options Principal Examination
BC
Issued 03/05/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/01/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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