Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Morris is a financial professional with over 18 years of experience in the securities industry. Thomas is currently registered with Keybanc Capital Markets Inc. in both Ohio and California. He holds the Series 7, Series 63, Series 79TO and SIE licenses and has been registered with FINRA since February 2013. Thomas has previously been affiliated with Keybanc Capital Markets Inc. in Cleveland, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
02/15/2013 - Present
Keybanc Capital Markets Inc. (CLEVELAND OH)
OH
05/05/2004 - 02/08/2013
KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)
BC
Issued 09/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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