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Thomas Owen Moore

SPC

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About Thomas Owen Moore

Thomas Moore is a financial advisor with SPC in ANN ARBOR, MI, and has been in the industry since November 21, 2004. Thomas has a Series 66, Series 7, and SIE registration. In addition to working with SPC, Thomas has previous experience with Presidential Brokerage, Inc., UBS Financial Services Inc., and Piper Jaffray & Co.

Firm Information

Thomas Moore is currently registered with SPC. SPC is an investment advisory firm based in ANN ARBOR, MI, with 454 licensed agents and 470 investment advisor representatives. They manage approximately $5.56 billion in regulatory assets under management. Their services include financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses. Their client base consists primarily of individuals, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and corporations. They also offer a wrap fee program.
SPC

300 PARKLAND PLAZA

ANN ARBOR, MI 48103

$5.56B

Assets Under Management

3,486

Total Clients

480

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consultation services

Consultation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Seminar attendance fees

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Thomas Moore’s Registration & Firm History

MI

04/20/2011 - Present

SPC (ANN ARBOR MI)

CO

05/08/2009 - 04/05/2011

PRESIDENTIAL BROKERAGE, INC. (GREENWOOD VILLAGE CO)

CO

08/12/2006 - 05/13/2009

UBS FINANCIAL SERVICES INC. (DENVER CO)

CO

11/08/2004 - 08/12/2006

PIPER JAFFRAY & CO. (DENVER CO)

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Licenses & Designations

BOTH

Issued 11/24/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Owen Moore.
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