Unclaimed
Thomas Owen Mayper is a Registered Representative with Hightower Advisors, LLC with over 30 years of experience in the financial services industry. Thomas is a Managing Director/Executive VP at Retirement Design & Management, Inc., a Registered Investment Advisor, and spends approximately 60% of his time on advisory matters. Thomas is licensed in 21 states and holds the Series 4, 7, 24, 66, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
CT
10/14/2016 - Present
Hightower Advisors, LLC (West Port CT)
CT
11/17/2000 - 08/07/2017
RDM INVESTMENT SERVICES, LLC (WESTPORT CT)
FL
08/02/1993 - 02/23/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MN
07/30/1991 - 05/14/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/30/1991 - 05/14/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/15/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/2003
Series 4 - Registered Options Principal Examination
BC
Issued 07/12/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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