Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Omalley is a financial advisor with LPL Financial LLC. Thomas has been in the financial services industry since 2002. Thomas has a wide range of experience in financial planning and portfolio management. Thomas is registered with the Securities and Exchange Commission as an investment advisor representative. Thomas is also registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative. Thomas is registered to provide financial services in Alabama, Connecticut, Florida, Georgia, Maine, Massachusetts, New Hampshire, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Utah, Vermont, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NH
06/22/2023 - Present
LPL Financial LLC (PETERBOROUGH NH)
NH
11/28/2018 - 08/17/2022
PEOPLE'S SECURITIES, INC. (PETERBOROUGH NH)
MA
04/04/2018 - 11/19/2018
CUSO FINANCIAL SERVICES, L.P. (HADLEY MA)
VT
12/28/2015 - 04/03/2018
CITIZENS SECURITIES, INC. (BRATTLEBORO VT)
NH
04/17/2014 - 11/06/2015
NYLIFE SECURITIES LLC (PETERBOROUGH NH)
NH
02/05/2004 - 08/16/2010
ALLSTATE FINANCIAL SERVICES, LLC (PETERBOROUGH NH)
RI
05/03/2001 - 07/18/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
09/19/2000 - 04/26/2001
CITIZENS FINANCIAL SERVICES INC. (JOHNSTON RI)
NA
04/09/1990 - 01/14/1994
PRUCO SECURITIES CORPORATION
NA
04/09/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BOTH
Issued 03/10/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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