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Thomas Olan Yager

Capital Client Group, Inc.

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About Thomas Olan Yager

Thomas Yager is a financial advisor registered with Capital Client Group, Inc. located in San Antonio, TX. Thomas has been in the financial services industry since March 12, 2014. The advisor has been registered with Capital Client Group, Inc. since September 28, 2015. Previously, Thomas was employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated and LPL FINANCIAL LLC.

Firm Information

Thomas Yager is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Thomas Yager’s Registration & Firm History

TX

09/28/2015 - Present

Capital Client Group, Inc. (SAN ANTONIO TX)

WI

08/26/2014 - 08/17/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MEQUON WI)

AZ

09/17/2012 - 04/11/2013

LPL FINANCIAL LLC (PHOENIX AZ)

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Licenses & Designations

BOTH

Issued 09/05/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Olan Yager.
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