Unclaimed
Thomas Pekar is a financial advisor currently registered with Cetera Investment Advisers LLC. Thomas has been in the financial industry since 1998 and has experience with First Allied Securities, Inc., Ladenburg Thalmann & Co. Inc., and Ladenburg Capital Management Inc. Thomas has a diverse background and is knowledgeable in various financial products and services. He is committed to providing individualized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/31/2021 - Present
Cetera Investment Advisers LLC (FARMINGVILLE NY)
NY
07/15/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (FARMINGVILLE NY)
NY
11/20/2002 - 07/21/2008
LADENBURG THALMANN & CO. INC. (MELVILLE NY)
NY
01/29/1998 - 11/20/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
IA
Issued 12/29/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/5/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/27/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/14/1999
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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