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Thomas Octave Pekar

Capitol Securities Management, Inc.

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About Thomas Octave Pekar

Thomas Pekar is a financial advisor at Capitol Securities Management, Inc. He has been in the industry since January 28, 1998 and has a strong background in securities, investment advisory, and financial planning. Thomas is registered in Florida, New York, North Carolina, and Pennsylvania. He is also a registered Investment Advisor Representative in New York. Thomas holds Series 7, 9, 24, 63, 65, 99TO, and SIE licenses. Thomas previously worked at FIRST ALLIED SECURITIES, INC. and Ladenburg Thalmann & Co. Inc.

Firm Information

Thomas Pekar is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Pekar’s Registration & Firm History

NY

12/18/2024 - Present

Capitol Securities Management, Inc. (MELVILLE NY)

NY

07/15/2008 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (FARMINGVILLE NY)

NY

11/20/2002 - 07/21/2008

LADENBURG THALMANN & CO. INC. (MELVILLE NY)

NY

01/29/1998 - 11/20/2002

LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)

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Licenses & Designations

IA

Issued 12/29/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/05/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/27/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/14/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Octave Pekar. Review regulatory record here.
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