Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas O'Connell is a financial advisor working with City National Rochdale. Thomas has been a financial advisor since March 2022. He is currently registered with FINRA and the State of New York. Thomas's areas of specialization include Portfolio Management for Individuals, Investment Companies, and Pooled Investment Vehicles. Thomas is also involved in Selection of Other Advisers and Portfolio Management for Businesses. Thomas is actively involved in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
05/10/2022 - Present
City National Rochdale (NEW YORK NY)
BOTH
Issued 05/06/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/27/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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