Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Zirbel is a financial advisor with Cetera Investment Advisers LLC. Thomas has been in the financial services industry since 1991. Thomas is a registered investment advisor and has a Series 63, 65, and 66 license. Thomas has worked with a number of financial firms in their career, including Northwestern Mutual Investment Services, LLC, FBL Marketing Services, LLC, and Prosper Financial Services, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NM
06/29/2023 - Present
Cetera Investment Advisers LLC (LAS CRUCES NM)
NE
06/12/2019 - 11/13/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (OMAHA NE)
IA
05/12/2016 - 07/03/2018
FBL MARKETING SERVICES, LLC (WEST DES MOINES IA)
OH
02/05/2015 - 07/02/2015
PROSPERA FINANCIAL SERVICES, INC. (WORTHINGTON OH)
AZ
12/19/2012 - 12/24/2013
LPL FINANCIAL LLC (PEORIA AZ)
WI
06/20/2012 - 07/20/2012
PACKERLAND BROKERAGE SERVICES, INC. (GREEN BAY WI)
CO
09/29/2010 - 08/10/2011
FARMERS FINANCIAL SOLUTIONS, LLC (GUNNISON CO)
FL
06/19/2009 - 06/22/2010
WADDELL & REED, INC. (JACKSONVILLE FL)
AZ
03/10/2008 - 09/08/2008
GREENBERG FINANCIAL GROUP (TUCSON AZ)
MI
05/15/2003 - 03/31/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
NY
06/16/2000 - 09/19/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
03/26/1997 - 06/29/2000
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
11/25/1996 - 04/04/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MO
09/11/1993 - 08/10/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NJ
04/14/1982 - 08/18/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/10/1982 - 03/24/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 10/12/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/06/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2004
Series 24 - General Securities Principal Examination
BC
Issued 03/13/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2000
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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