Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Norbert Spanier is a financial advisor in Eden Prairie, Minnesota, who has been in the industry since November 8, 1995. Thomas is a registered representative of LPL Financial LLC, where he has been employed since August 2002. Thomas also has a previous employment history with Securities America, Inc. and Allmerica Investments, Inc. Thomas has passed the Series 6, Series 7, Series 24, and Series 63 exams and the SIE exam. Thomas is registered to provide investment advice in Arizona, California, Colorado, Minnesota, New York, North Dakota and Wisconsin. Thomas works with a wide range of clients, including individuals, families, businesses, and retirement plans. He offers a variety of services, including financial planning, investment management, and insurance. Thomas is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
01/21/2014 - Present
LPL Financial LLC (EDEN PRAIRIE MN)
NE
10/14/1996 - 09/13/2002
SECURITIES AMERICA, INC. (LAVISTA NE)
MA
11/09/1995 - 10/29/1996
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
BC
Issued 11/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/08/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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