Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Pendleton is an investment advisor representative with Eagle Strategies LLC. Thomas Pendleton has over 10 years of experience in the financial services industry. Thomas Pendleton holds Series 6, 7, 63, and 66 licenses as well as the SIE exam. Prior to joining Eagle Strategies LLC, Thomas Pendleton was registered with Park Avenue Securities LLC and Wells Fargo Advisors, LLC. Thomas Pendleton is a Certified Financial Planner. Thomas Pendleton specializes in providing financial planning, educational seminars, publication of periodicals, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
05/24/2022 - Present
Eagle Strategies LLC (COLUMBUS GA)
NY
05/21/2014 - 08/27/2015
PARK AVENUE SECURITIES LLC (NEW YORK NY)
GA
07/24/2007 - 05/11/2010
WELLS FARGO ADVISORS, LLC (COLUMBUS GA)
BOTH
Issued 07/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/23/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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