Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Noel Fadden is a financial advisor who has been in the industry since 1992. Thomas is currently registered with Simplicity Wealth in Plymouth, Massachusetts, and has previously held registrations with several other firms including Citizens Securities, Inc., NYLIFE Securities LLC, and Global Hunter Securities, LLC. Thomas specializes in providing financial planning, portfolio management, and educational seminars to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/11/2023 - Present
Simplicity Wealth (Plymouth MA)
MA
05/12/2015 - 04/01/2019
CITIZENS SECURITIES, INC. (BOSTON MA)
MA
05/01/2013 - 05/06/2015
NYLIFE SECURITIES LLC (WALTHAM MA)
MA
05/02/2011 - 04/23/2012
GLOBAL HUNTER SECURITIES, LLC (BOSTON MA)
MA
04/18/2008 - 05/05/2011
BLUEFIN RESEARCH PARTNERS, INC. (BOSTON MA)
CA
05/19/2004 - 02/07/2005
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
NY
07/25/2002 - 05/03/2004
JNK SECURITIES CORP. (NEW YORK NY)
MA
04/30/1998 - 08/08/2002
WELLINGTON SALES CORP. (BOSTON MA)
MA
02/17/1995 - 04/24/1998
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
MA
03/12/1992 - 02/23/1993
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BOTH
Issued 10/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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