Unclaimed
Thomas Nicholas Trkla is a financial advisor with over 30 years of experience in the securities industry. Thomas is currently registered with Brookwood Securities Partners, LLC and has held previous positions with Tallwood Associates, Inc., Winthrop Securities Co., Inc., and Related Equities Corporation. Thomas has passed the Series 7, Series 24, and Series 63 exams and is registered in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
04/14/1994 - Present
Brookwood Securities Partners, LLC (BEVERLY MA)
NA
07/14/1993 - 04/11/1994
TALLWOOD ASSOCIATES, INC.
MA
05/07/1991 - 06/11/1993
WINTHROP SECURITIES CO., INC. (BOSTON MA)
NA
11/09/1987 - 09/06/1989
RELATED EQUITIES CORPORATION
NA
02/24/1984 - 06/23/1987
WINTHROP SECURITIES CO., INC.
BC
Issued 04/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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