Unclaimed
Thomas Nicholas Trimpe is a financial professional with experience in the financial services industry. Thomas has been active in the industry since July 17, 2014. Currently, Thomas is registered with Fidelity Brokerage Services LLC. Previously, Thomas was registered with Citigroup Global Markets Inc. Thomas has passed the Series 63, Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
08/26/2015 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
07/18/2014 - 08/28/2015
CITIGROUP GLOBAL MARKETS INC. (FLORENCE KY)
BC
Issued 11/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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