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Thomas Nicholas Trimpe

Fidelity Brokerage Services LLC

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About Thomas Nicholas Trimpe

Thomas Nicholas Trimpe is a financial professional with experience in the financial services industry. Thomas has been active in the industry since July 17, 2014. Currently, Thomas is registered with Fidelity Brokerage Services LLC. Previously, Thomas was registered with Citigroup Global Markets Inc. Thomas has passed the Series 63, Series 7 and SIE exams.

Firm Information

Thomas Trimpe is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Trimpe’s Registration & Firm History

KY

08/26/2015 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

KY

07/18/2014 - 08/28/2015

CITIGROUP GLOBAL MARKETS INC. (FLORENCE KY)

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Licenses & Designations

BC

Issued 11/14/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Nicholas Trimpe.
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