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Thomas Nicholas Pisano

Cowen AND Co.

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About Thomas Nicholas Pisano

Thomas Nicholas Pisano is a financial professional with over 20 years of experience in the industry. Thomas is currently registered with Cowen and Co. and has been with the firm since 2013. Prior to that, Thomas worked at Credit Suisse Securities (USA) LLC and CIBC World Markets Corp. Thomas is licensed in Connecticut, New Jersey, and New York and has a strong track record of success in the financial services industry.

Firm Information

Thomas Pisano is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Pisano’s Registration & Firm History

NY

06/20/2013 - Present

Cowen AND Co. (NEW YORK NY)

NY

01/25/2000 - 08/02/2013

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

12/07/1998 - 01/31/2000

CIBC WORLD MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/09/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/02/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Nicholas Pisano.
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