Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Nicholas King is a registered representative with Keybanc Capital Markets Inc. in Chicago, Illinois. Thomas has been in the securities industry since 1995 and holds the Series 7, Series 63, Series 79TO, and SIE licenses. Prior to joining Keybanc Capital Markets Inc., Thomas was with CIT Capital Securities LLC, Stifel, Nicolaus & Company, Incorporated and Salomon Smith Barney Inc. Thomas specializes in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
12/02/2008 - Present
Keybanc Capital Markets Inc. (CHICAGO IL)
IL
03/31/2005 - 11/12/2008
CIT CAPITAL SECURITIES LLC (CHICAGO IL)
MO
01/21/2003 - 03/21/2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NY
11/29/1997 - 12/31/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
09/28/1995 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 10/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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