Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kearns is a financial professional with over 20 years of experience in the industry. Thomas has held various roles at Fidelity Brokerage Services LLC and National Financial Services LLC. Thomas is registered with FINRA as a General Securities Principal and has passed several industry exams, including Series 7, 10, 9, 31, 63 and 65. Currently, Thomas is registered with Fidelity Brokerage Services LLC in Covington, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
06/28/2010 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
02/22/2008 - 07/21/2008
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
02/11/2008 - 07/21/2008
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
02/22/2001 - 06/13/2007
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
NY
03/24/1998 - 10/04/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/18/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 03/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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