Unclaimed
Thomas Newman Scott is a financial advisor with Cetera Investment Advisers LLC. Thomas Newman Scott is a licensed investment advisor in the state of Georgia. Thomas Newman Scott has been active in the securities industry for over 27 years, with a background in both securities and insurance. Thomas Newman Scott works with clients to develop individual financial plans, manage their investments, and meet their financial goals. Thomas Newman Scott is a member of the Guilford Forest Homeowners Association and the Morehouse College Alumni Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
03/21/2024 - Present
Cetera Investment Advisers LLC (ATLANTA GA)
GA
01/29/2008 - 10/03/2016
INVESTORS CAPITAL CORP. (ATLANTA GA)
GA
03/25/1999 - 01/30/2008
AIG RETIREMENT ADVISORS, INC. (ATLANTA GA)
TX
02/19/1998 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
GA
07/18/1989 - 08/13/1991
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
IA
Issued 04/07/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/12/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2003
Series 7 - General Securities Representative Examination
BC
Issued 02/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/21/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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