Unclaimed
Thomas Nelson Thibeault is a financial professional with over 28 years of experience in the industry. Thomas has been with Chapin, Davis since October 2009. Thomas has a wide range of experience in the financial industry, including experience with UBS Financial Services Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, and Alex. Brown & Sons Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Concessions paid by issuers of securities sold to clients
1
2
MD
10/16/2009 - Present
Chapin, Davis (BALTIMORE MD)
MD
01/24/2007 - 10/06/2009
UBS FINANCIAL SERVICES INC. (HUNT VALLEY MD)
NY
01/13/2001 - 07/24/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
02/08/1994 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
BC
Issued 08/30/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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