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Thomas Nelson Rogers

Edward Jones

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About Thomas Nelson Rogers

Thomas Nelson Rogers is an investment advisor representative associated with Edward Jones. Thomas has been active in the industry since January 8, 2021. He is registered in 14 states. Thomas has passed the Series 65, 66, 7 and SIE exams. The firm's main office is located in St. Louis, Missouri. Edward Jones has approximately $10 billion - $50 billion in regulatory assets under management.

Firm Information

Thomas Rogers is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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Thomas Rogers’s Registration & Firm History

KY

03/08/2022 - Present

Edward Jones (BARDSTOWN KY)

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Licenses & Designations

BOTH

Issued 03/07/2022

Series 66 - Uniform Combined State Law Examination

IA

Issued 10/10/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/18/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Nelson Rogers.
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