Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Nelson Kikly is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Thomas has been in the securities industry for over 20 years and has experience with a variety of financial institutions, including Principal Securities, PNC Investments, and Securian Financial Services. Thomas holds several securities licenses, including Series 7, 24, 26, 31, 51, and 66. Thomas is currently registered in 54 states and is a registered investment advisor in Georgia and Texas. Thomas offers a variety of financial services, including portfolio management, financial planning, and pension consulting. Thomas is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/02/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
GA
06/16/2016 - 01/18/2018
PRINCIPAL SECURITIES, INC. (Atlanta GA)
GA
01/27/2014 - 07/02/2014
PNC INVESTMENTS (ATLANTA GA)
GA
08/07/2013 - 01/28/2014
SECURIAN FINANCIAL SERVICES, INC. (ATLANTA GA)
GA
12/16/2011 - 02/19/2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (ATLANTA GA)
GA
11/25/2009 - 11/07/2011
NYLIFE SECURITIES LLC (ATLANTA GA)
GA
09/13/2005 - 11/10/2009
CHARLES SCHWAB & CO., INC. (ATLANTA GA)
NY
10/13/2003 - 09/09/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/11/2002 - 09/15/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/17/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/18/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/24/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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