Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Nathanael Shepherd

Harbor View Advisors, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Nathanael Shepherd

Thomas Shepherd is a financial advisor with Harbor View Advisors, LLC. He is based in NEPTUNE BEACH, FL. Thomas Shepherd holds a Series 63, SIE, and Series 79 license. Thomas Shepherd has been a registered advisor since 2015.

Firm Information

Thomas Shepherd is currently registered with Harbor View Advisors, LLC. Harbor View Advisors, LLC is a Limited Liability Company formed on July 15, 2009. The firm is registered in 10 states and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Shepherd’s Registration & Firm History

FL

11/03/2020 - Present

Harbor View Advisors, LLC (NEPTUNE BEACH FL)

MA

12/15/2015 - 10/30/2020

BELLMARK PARTNERS, LLC (BOSTON MA)

Not sure if Thomas Nathanael Shepherd is right for you?

Licenses & Designations

BC

Issued 02/23/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Nathanael Shepherd.
Not sure if Thomas Nathanael Shepherd is right for you?