Unclaimed
Thomas Shepherd is a financial advisor with Harbor View Advisors, LLC. He is based in NEPTUNE BEACH, FL. Thomas Shepherd holds a Series 63, SIE, and Series 79 license. Thomas Shepherd has been a registered advisor since 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/03/2020 - Present
Harbor View Advisors, LLC (NEPTUNE BEACH FL)
MA
12/15/2015 - 10/30/2020
BELLMARK PARTNERS, LLC (BOSTON MA)
BC
Issued 02/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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