Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Naples is an Investment Advisor Representative at Park Avenue Securities LLC. Thomas has been in the industry since 2023. He is currently registered with FINRA and the following states: Colorado, Florida, Georgia, New Hampshire, New York, North Carolina, and Pennsylvania. Thomas has passed the Series 66, Series 7TO, and SIE exams. He is also active in providing Financial Wellness Playbook presentations as a required educational portion of the employees of local schools.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
07/31/2023 - Present
Park Avenue Securities LLC (BUFFALO NY)
BOTH
Issued 01/13/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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