Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas N. Obaseki is a financial professional with over 10 years of experience in the financial services industry. Thomas is currently registered with Neuberger Berman BD LLC and is licensed in 51 states and the District of Columbia. Thomas has previously worked with Funds Distributor, LLC, Pyramis Distributors Corporation LLC, and J.P. Morgan Securities Inc. Thomas holds the Series 3, SIE, and Series 7 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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A percentage of the total value of assets under management is charged.
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2
IL
06/23/2021 - Present
Neuberger Berman BD LLC (CHICAGO IL)
MA
07/17/2018 - 06/08/2021
FUNDS DISTRIBUTOR, LLC (BOSTON MA)
RI
08/27/2013 - 09/19/2013
PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)
NY
10/01/2008 - 06/09/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/08/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 07/26/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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