Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Murray is a financial advisor currently associated with Brownstone Investment Group, LLC, a firm based in New York. Thomas's career in the financial industry began on February 8, 2009. He has held previous positions with firms such as Alphaledger Markets, Inc., BofA Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. His current registration with FINRA is active and he is registered in five states: California, New Jersey, New York, Ohio, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/04/2024 - Present
Brownstone Investment Group, LLC (NEW YORK NY)
NJ
11/11/2022 - 12/08/2023
ALPHALEDGER MARKETS, INC. (Morristown NJ)
NY
01/04/2019 - 11/08/2022
BOFA SECURITIES, INC. (NEW YORK NY)
NY
11/12/2008 - 11/08/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 12/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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