Unclaimed
Thomas Moschella is a financial professional with experience in the investment banking industry. Thomas is currently registered with Brighttower Securities LLC. Thomas was previously registered with Nomura Securities International, Inc. and holds the Series 63, Series 79TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/11/2024 - Present
Brighttower Securities LLC (New York NY)
NY
07/25/2022 - 02/26/2024
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 07/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/31/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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