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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Morrissey is an investment advisor representative who has been active in the industry since 1987. Currently, Thomas Morrissey works for Morgan Stanley, with branch offices in Garden City, NY. Prior to joining Morgan Stanley, Thomas Morrissey worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Fidelity Brokerage Services LLC, Investors Associates, Inc., W.J. Nolan & Company, Inc., Castle Securities Corp., H. Starr Financial Corp., William M. Cadden & Co., Inc., Madison Chapin Assocs., Inc., Investors Center, Inc., Investors Center Incorporated, and First Investors Corporation. Thomas Morrissey holds the following licenses and certifications: Series 6, Series 7, Series 24, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/08/2021 - Present
Morgan Stanley (Garden City NY)
NY
01/23/2001 - 03/08/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MELVILLE NY)
RI
03/03/1992 - 01/10/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NJ
12/16/1991 - 03/06/1992
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NY
02/21/1991 - 12/24/1991
W.J. NOLAN & COMPANY, INC. (NEW YORK NY)
NY
04/04/1990 - 02/27/1991
CASTLE SECURITIES CORP. (FREEPORT NY)
NA
01/09/1991 - 02/22/1991
H. STARR FINANCIAL CORP.
NA
02/24/1989 - 04/16/1990
WILLIAM M. CADDEN & CO., INC.
NA
11/06/1989 - 04/05/1990
MADISON CHAPIN ASSOCS., INC.
NA
09/16/1987 - 02/28/1989
INVESTORS CENTER, INC.
NA
01/01/1987 - 04/21/1987
INVESTORS CENTER INCORPORATED
NA
11/14/1985 - 01/09/1986
FIRST INVESTORS CORPORATION
IA
Issued 10/04/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 11/13/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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