Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Morreale is a financial professional with over 24 years of experience in the industry. Thomas is currently registered with Wells Fargo Securities, LLC and has been with the firm since June 2022. Prior to joining Wells Fargo, Thomas worked at Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Lehman Brothers Inc., J.P. Morgan Securities Inc. and UBS Warburg LLC. Thomas has a wide range of experience in the securities industry and holds licenses to sell various financial products including equities, options, futures, and municipal securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/08/2022 - Present
Wells Fargo Securities, LLC (New York NY)
NY
02/16/2010 - 05/09/2022
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/22/2008 - 11/25/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/17/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/13/2003 - 06/19/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/06/2002 - 03/21/2003
UBS WARBURG LLC (NEW YORK NY)
NY
07/09/1997 - 03/28/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 12/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/04/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
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BOX Exchange LLC
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Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
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Cboe C2 Exchange, Inc.
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Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
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MIAX Emerald, LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
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NYSE Arca, Inc.
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NYSE Chicago, Inc.
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NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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