Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McGivern is a financial professional with over 20 years of experience in the industry. Thomas is currently registered with Westpark Capital, Inc. and specializes in financial planning, portfolio management for individuals, and selection of other advisers. Thomas has a strong background in the financial services industry, having held prior positions at firms such as Evercore Group LLC, Collins Stewart LLC, and Susquehanna Financial Group, LLLP. Thomas holds a Series 7, Series 24, Series 63, and Series 7TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
07/15/2021 - Present
Westpark Capital, Inc. (BOCA RATON FL)
CA
03/07/2012 - 03/11/2015
EVERCORE GROUP L.L.C. (SAN FRANCISCO CA)
NY
09/12/2011 - 01/27/2012
COLLINS STEWART LLC. (NEW YORK NY)
CA
05/10/2007 - 01/24/2011
SUSQUEHANNA FINANCIAL GROUP, LLLP (SAN FRANCISCO CA)
CA
12/05/2005 - 04/23/2007
NOLLENBERGER CAPITAL PARTNERS INC. (SAN FRANCISCO CA)
NY
09/17/2001 - 11/03/2005
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
NY
05/20/1999 - 05/29/2001
ABN AMRO SECURITIES LLC (NEW YORK NY)
NY
05/22/1997 - 10/28/1998
WARBURG DILLON READ LLC (NEW YORK NY)
NY
07/18/1989 - 05/19/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 08/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 07/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/17/2021
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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