Unclaimed
Thomas Hochleutner is a securities professional with over 20 years of experience in the financial services industry. Thomas is currently registered with Clear Street LLC as a General Securities Representative and has also held previous roles at firms like Instinet, LLC, Virtu Financial Capital Markets LLC and NYLIFE Securities INC. Thomas has a broad range of industry knowledge and holds Series 7, 3, 24, 52TO, 55, 57TO, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/08/2022 - Present
Clear Street LLC (NEW YORK NY)
NY
06/11/2019 - 08/09/2022
INSTINET, LLC (NEW YORK NY)
NY
09/07/2018 - 05/09/2019
VIRTU FINANCIAL CAPITAL MARKETS LLC (New York NY)
TX
08/24/2018 - 05/09/2019
VIRTU FINANCIAL BD LLC (AUSTIN TX)
NY
01/01/2013 - 05/09/2019
VIRTU AMERICAS LLC (New York NY)
NY
10/05/2010 - 12/20/2012
LIGHTSPEED TRADING, LLC (JERICHO NY)
NY
08/23/2006 - 01/04/2010
TRILLIUM TRADING LLC (NEW YORK NY)
NY
11/11/2003 - 03/09/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
08/18/1999 - 01/30/2003
HEARTLAND SECURITIES CORP. (EDISON NJ)
BC
Issued 03/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2011
Series 24 - General Securities Principal Examination
BC
Issued 02/24/2011
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2011
Series 3 - National Commodity Futures Examination
BC
Issued 10/12/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
L
Long-Term Stock Exchange, Inc.
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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