Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Mitchell Obarski has been in the financial services industry since 1982. He is currently registered with LPL Financial LLC in Denver, Colorado. Thomas has been with LPL Financial LLC since 1993, prior to that he was with Prudential Securities Incorporated, Cigna Securities, Inc., Hanifen, Imhoff Securities Corp. and Kidder, Peabody & Co. Incorporated. Thomas is licensed to sell securities in 19 states across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
09/16/1993 - Present
LPL Financial LLC (DENVER CO)
NY
07/20/1990 - 09/22/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
PA
01/22/1990 - 07/27/1990
CIGNA SECURITIES, INC. (RADNOR PA)
NA
10/17/1988 - 12/18/1989
HANIFEN, IMHOFF SECURITIES CORP.
NA
09/01/1988 - 12/18/1989
HANIFEN, IMHOFF SECURITIES CORP.
CO
02/09/1987 - 10/18/1988
HANIFEN, IMHOFF INC. (DENVER CO)
NA
03/10/1986 - 02/21/1987
KIDDER, PEABODY & CO. INCORPORATED
NA
11/01/1982 - 03/12/1986
PAINEWEBBER INCORPORATED
NA
11/24/1982 - 12/10/1983
PAINE, WEBBER, JACKSON & CURTIS INC.
BC
Issued 11/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
BC
Issued 10/25/1982
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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