Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Mitchell Desroches is a financial advisor registered with Planmember Securities Corp. Thomas has been working in the financial services industry since June 9, 2017. Thomas has held positions with Pruco Securities, LLC, AXA Advisors, LLC, and Gemini Fund Services LLC. Thomas is currently registered with the following states: Arizona, California, Connecticut, District of Columbia, Florida, Georgia, Maryland, New Jersey, New York, North Carolina, Pennsylvania, and South Carolina. Thomas holds Series 7 and Series 66 licenses and the SIE exam. Thomas specializes in helping individuals and businesses with financial planning, investment advisory, and retirement planning. Thomas has also provided educational seminars on various financial topics. Thomas is a dedicated and experienced financial advisor committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/12/2025 - Present
Planmember Securities Corp. (FARMINGVILLE NY)
NY
09/06/2017 - 05/14/2020
PRUCO SECURITIES, LLC. (Uniondale NY)
NY
03/21/2017 - 06/16/2017
AXA ADVISORS, LLC (WOODBURY NY)
BOTH
Issued 05/17/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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