Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Marshburn is an investment advisor representative. Thomas currently works at Capital Markets IQ, LLC in Arlington, Texas. Thomas has 30 years of experience in the financial services industry. Prior to this, Thomas worked at Feltl & Company, Halen Capital, Fintegra, LLC, Chicago Investment Group, LLC, Peregrine Financials & Securities, Inc., M.J. Whitman LLC, M.J. Whitman, Inc., GSC Securities, Inc., and Government Securities Corporation. Thomas holds the following licenses: Series 3, Series 7, Series 24, Series 30, Series 63, and Series 65. Thomas specializes in providing financial planning, portfolio management for businesses and individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Business consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/06/2016 - Present
Capital Markets IQ, LLC (ARLINGTON TX)
MN
08/01/2016 - 08/02/2016
FELTL & COMPANY (PLYMOUTH MN)
MN
04/29/2014 - 07/25/2016
FELTL & COMPANY (PLYMOUTH MN)
FL
08/12/2013 - 05/28/2014
HALEN CAPITAL (CLEARWATER FL)
FL
07/08/2010 - 09/27/2013
FINTEGRA, LLC (TAMPA FL)
FL
02/20/2004 - 07/14/2010
CHICAGO INVESTMENT GROUP, LLC (TAMPA FL)
IL
10/15/2002 - 02/20/2004
PEREGRINE FINANCIALS & SECURITIES, INC. (CHICAGO IL)
NY
09/20/2002 - 10/16/2002
M.J. WHITMAN LLC (SARATOGA SPRINGS NY)
NY
01/17/1995 - 09/20/2002
M. J. WHITMAN, INC. (NEW YORK NY)
NA
06/11/1992 - 01/26/1995
GSC SECURITIES, INC.
NA
05/07/1992 - 01/26/1995
GOVERNMENT SECURITIES CORPORATION
IA
Issued 12/01/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 11/22/2002
Series 30 - NFA Branch Manager Examination
BC
Issued 08/02/2016
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2002
Series 3 - National Commodity Futures Examination
BC
Issued 06/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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