Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Mimnaugh is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Thomas is based in Palm Beach, Florida and has over 40 years of experience in the financial services industry. Thomas offers financial planning services to a variety of clients including individuals, families, and businesses. Thomas is also registered as an investment advisor in Florida, New Jersey, and Texas. Prior to joining Wells Fargo Advisors Financial Network, LLC, Thomas worked at Wells Fargo Clearing Services, LLC and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
05/18/2023 - Present
Wells Fargo Advisors Financial Network, LLC (Palm Beach FL)
NJ
07/01/2003 - 05/18/2023
WELLS FARGO CLEARING SERVICES, LLC (RED BANK NJ)
NY
01/19/1983 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/05/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1983
Series 3 - National Commodity Futures Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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