Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Wiseman is a financial advisor who is currently registered with U.S. Bancorp Investments, Inc., located in Botkins, Ohio. Thomas is a seasoned financial professional with over 25 years of experience in the industry. He is licensed to provide investment advisory services in multiple states, including Ohio, California, Colorado, Florida, Illinois, Michigan, Texas, and more. Thomas has passed a number of industry exams, including Series 7, Series 63, Series 66 and Series 26. He holds a number of other licenses and registrations in various states, including Ohio, Mississippi, Tennessee, and more. Thomas specializes in providing financial advice to individuals and corporations. His clients include individuals, businesses, and retirement plans. He helps his clients with a wide range of financial planning needs, including retirement planning, college savings, and estate planning. Thomas is committed to providing his clients with personalized financial advice that meets their individual needs. He has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
OH
08/12/2019 - Present
U.s. Bancorp Investments, Inc. (Botkins OH)
OH
08/15/2012 - 08/09/2019
FIFTH THIRD SECURITIES, INC. (PIQUA OH)
OH
10/10/2008 - 08/09/2012
W&S BROKERAGE SERVICES, INC. (FINDLAY OH)
OH
06/07/2005 - 10/23/2006
NATIONWIDE SECURITIES, INC. (GREENVILLE OH)
MI
02/28/2005 - 05/18/2005
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
CA
07/30/2004 - 03/07/2005
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NC
01/06/2004 - 08/04/2004
NCF FINANCIAL SERVICES, INC. (DURHAM NC)
OH
11/05/2003 - 12/31/2003
L.M. KOHN & COMPANY (CINCINNATI OH)
NY
10/25/2001 - 10/21/2003
AXA ADVISORS, LLC (NEW YORK NY)
PA
07/11/2001 - 10/23/2001
PNC BROKERAGE CORP (PITTSBURGH PA)
NJ
05/31/2000 - 07/02/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
IN
05/13/1998 - 05/31/2000
CONSECO SECURITIES, INC. (CARMEL IN)
IN
11/16/1995 - 11/14/1997
MDS SECURITIES INCORPORATED (CARMEL IN)
MN
08/24/1994 - 11/01/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/24/1994 - 11/01/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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