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Thomas Michael Wilson

Guggenheim Funds Distributors, LLC

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About Thomas Michael Wilson

Thomas Wilson is a registered representative at Guggenheim Funds Distributors, LLC. Thomas has been in the financial industry since March 1, 1992. He is currently registered with FINRA and has been with Guggenheim Funds Distributors, LLC since May 19, 2014. Previously, Thomas worked at VAN KAMPEN FUNDS INC. from February 25, 1997, to March 5, 2007, and MORGAN STANLEY & CO., INCORPORATED from January 2, 1996, to January 28, 1997. He is licensed to sell securities in Illinois. Thomas Wilson holds the Series 7 and Series 63 licenses.

Firm Information

Thomas Wilson is currently registered with Guggenheim Funds Distributors, LLC. Guggenheim Funds Distributors, LLC, is a Limited Liability Company formed on November 9, 1995 and headquartered in Chicago, IL. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Their primary client type is Investment Companies, with $5,881,943,581 in assets under management. Guggenheim Funds Distributors, LLC offers portfolio management services for investment companies. Their website is HTTP://WWW.GUGGENHEIMINVESTMENTS.COM.
Guggenheim Funds Distributors, LLC

227 WEST MONROE STREET

CHICAGO, IL 60606

$5.88B

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Index licensing fee

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Thomas Wilson’s Registration & Firm History

IL

05/19/2014 - Present

Guggenheim Funds Distributors, LLC (Lisle IL)

IL

02/25/1997 - 03/05/2007

VAN KAMPEN FUNDS INC. (OAKBROOK TERRACE IL)

NY

01/02/1996 - 01/28/1997

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NA

05/20/1992 - 01/01/1996

FUNDMARK INVESTMENT COMPANY SERVICES, INC.

MO

09/04/1990 - 06/18/1992

KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)

NA

11/21/1984 - 09/04/1990

BOETTCHER & COMPANY, INC.

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Licenses & Designations

BC

Issued 11/02/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Michael Wilson.
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