Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Williams is a financial advisor with over 30 years of experience in the industry. He is a registered representative and investment advisor with Commonwealth Financial Network. Thomas has worked at Commonwealth Financial Network since 2013 and previously worked at NFP Securities, Inc. from 2003 to 2013. He holds Series 7 and Series 63 licenses, as well as a Series 65 license and the SIE designation. He is a certified financial planner. Thomas specializes in financial planning, pension consulting, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2021 - Present
Commonwealth Financial Network (ISLANDIA NY)
NY
11/03/2003 - 11/25/2013
NFP SECURITIES, INC. (ISLANDIA NY)
MA
05/14/1991 - 11/05/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
NY
06/01/1989 - 10/26/1990
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
NA
04/26/1989 - 05/18/1989
SECURITIES USA, INC.
NA
03/03/1989 - 03/27/1989
J. W. GANT & ASSOCIATES, INC.
NA
06/02/1988 - 03/10/1989
INVESTORS CENTER, INC.
NA
03/22/1988 - 05/26/1988
BLINDER, ROBINSON & CO., INC.
IA
Issued 05/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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