Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Wheeler is a financial advisor with over seven years of experience in the industry. Thomas is currently registered with Charles Schwab & CO., Inc., and is licensed to provide investment advice in Arizona, California, and Texas. He is also a registered Investment Advisor (IA) in Arizona, California, and Texas. Thomas holds Series 6, 7TO, 26, 63, and 66 licenses. He is a registered representative and investment adviser representative with Charles Schwab & CO., Inc. Prior to joining Charles Schwab, Thomas worked with VANGUARD MARKETING CORPORATION and ALLSTATE FINANCIAL SERVICES, LLC, in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
01/27/2022 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
09/15/2020 - 01/25/2022
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
05/15/2019 - 12/31/2019
ALLSTATE FINANCIAL SERVICES, LLC (PHOENIX AZ)
AZ
11/05/2015 - 04/24/2019
ALLSTATE FINANCIAL SERVICES, LLC (TEMPE AZ)
BOTH
Issued 11/23/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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