Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Vitale is a financial professional with over 23 years of experience in the industry. Thomas is registered as a broker with Charles Schwab & CO., Inc. and as an investment advisor representative in New Jersey. Thomas has previously worked at TD AMERITRADE, INC., E*TRADE SECURITIES LLC, ALLIANCEBERNSTEIN INVESTMENTS, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Thomas has passed Series 7, 9, 10, 24, 52, 53, 63, and 66 exams. Thomas has a total of 46 state registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NJ
11/08/2018 - Present
Charles Schwab & CO., Inc. (Paramus NJ)
NJ
04/03/2023 - 05/19/2024
TD AMERITRADE, INC. (Paramus NJ)
PA
06/09/2010 - 10/22/2018
E*TRADE SECURITIES LLC (KING OF PRUSSIA PA)
NY
07/19/2000 - 03/11/2009
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
MN
07/02/1999 - 07/06/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/02/1999 - 07/06/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/24/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/30/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Thomas Vitale is the right advisor for you? Invested Better is here to help.
