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Thomas Michael Tornabene

Nationwide Investment Services Corp.

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About Thomas Michael Tornabene

Thomas Tornabene is a financial advisor with over 25 years of experience in the industry. He is currently registered with Nationwide Investment Services Corp. and holds Series 6, 7, 63 and SIE licenses. He has previously worked at several other firms, including Benefitcorp Equities, Inc. and NatCity Investments, Inc. Thomas is licensed to provide investment advice in Ohio.

Firm Information

Thomas Tornabene is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Tornabene’s Registration & Firm History

OH

06/10/2002 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

CO

04/22/2002 - 06/04/2002

BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)

OH

01/03/2001 - 10/11/2001

NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)

OH

01/03/2001 - 10/11/2001

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

RI

04/10/2000 - 01/23/2001

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

OH

12/09/1997 - 03/01/2000

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

RI

11/16/1995 - 11/12/1997

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

IA

Issued 06/29/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/27/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/1996

Series 7 - General Securities Representative Examination

BC

Issued 11/15/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Michael Tornabene.
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